SEC Form 4 · accession 0000914190-16-000837
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Sell
Officer — Vice President - Operations
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2016 | A | 4,366 | $0.00 | A | 4,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.20 | Sep 19, 2016 | A | 10,915 | A | — | Sep 19, 2026 | Common Stock | 10,915 | 10,915 | D |
Explanation of responses
- F1Represents 4,366 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 1,455 shares on 9/19/17, 1,456 shares on 9/19/18 and 1,455 shares on 9/19/19. Each RSU represents a contingent right to receive one share of Arctic Cat Inc. common stock.
- F2Includes (i) 4,366 restricted stock units that vest as to 1,455 shares on 9/19/17, 1,456 shares on 9/19/18 and 1,455 shares on 9/19/19.
- F3Vests as to 3,638 shares on 9/19/17, 3,639 shares on 9/19/18 and 3,638 shares on 9/19/19.