SEC Form 4 · accession 0000914190-16-000708
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Duff
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 3, 2016 | P | 5,000 | $14.89 | A | 8,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $19.90 | holding | — | — | — | — | Oct 23, 2025 | Common Stock | 2,303 | 2,303 | D |
| Stock Option (Right to Buy)F4 | $16.74 | holding | — | — | — | — | Apr 1, 2026 | Common Stock | 5,973 | 5,973 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.855 to $14.895 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Includes (i) 1,036 restricted stock units that vest as to 345 shares on 10/23/16, 346 shares on 10/23/17 and 345 shares on 10/23/18; and (ii) 2,688 restricted stock units that vest 896 shares on each of 4/1/17, 4/1/18 and 4/1/19.
- F3Vests as to 768 shares on 10/23/16, 767 shares on 10/23/17 and 768 shares on10/23/18.
- F4Vests as to 1,991 shares on each of 4/1/17, 4/1/18 and 4/1/19.