SEC Form 4 · accession 0000914190-16-000601
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Roering
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2016 | A | 2,688 | $0.00 | A | 9,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $16.74 | Apr 1, 2016 | A | 5,973 | A | — | Apr 1, 2026 | Common Stock | 5,973 | 5,973 | D |
| Stock Option (Right to Buy)F3,F4 | $15.50 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3,F4 | $21.03 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3,F4 | $27.57 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3,F4 | $21.96 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3,F4 | $17.84 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3 | $17.78 | holding | — | — | — | — | Aug 8, 2017 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3 | $6.26 | holding | — | — | — | — | Aug 6, 2019 | Common Stock | 63 | 63 | D |
| Stock Option (Right to Buy)F3 | $10.79 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 58 | 58 | D |
| Stock Option (Right to Buy)F3 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 1,903 | 1,903 | D |
| Stock Option (Right to Buy)F3 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 2,326 | 2,326 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 2,104 | 2,104 | D |
| Stock Option (Right to Buy)F6 | $36.10 | holding | — | — | — | — | Apr 1, 2025 | Common Stock | 2,770 | 2,770 | D |
Explanation of responses
- F1Represents 2,688 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 896 shares on each of 4/1/17, 4/1/18 and 4/1/19. Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2Includes (i) 315 restricted stock units that vest on 4/1/17; (ii) 831 restricted stock units that vest 416 shares on 4/1/17 and 415 shares on 4/1/18; and (iii) 2,688 restricted stock units that vest 896 shares on each of 4/1/17, 4/1/18 and 4/1/19.
- F3Fully exercisable.
- F4Expiration date is 5 years following termination of service as a director.
- F5Vests 701 shares on 4/1/15, 702 shares on 4/1/16 and 701 shares on 4/1/17.
- F6Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.
- F7Vests 1,991 shares on each of 4/1/17, 4/1/18 and 4/1/19.