SEC Form 4 · accession 0000914190-16-000592
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Eperjesy
Officer — Chief Financial Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2016 | A | 4,540 | $0.00 | A | 38,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $16.74 | Apr 1, 2016 | A | 34,050 | A | — | Apr 1, 2016 | Common Stock | 34,050 | 34,050 | D |
| Stock Option (Right to Buy)F4 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 17,387 | 17,387 | D |
| Stock Option (Right to Buy)F3 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 14,489 | 14,489 | D |
Explanation of responses
- F1Represents 4,540 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 1,513 shares on 4/1/17, 1,514 shares on 4/1/18 and 1,513 shares on 4/1/19. Each RSU represents a contingent right to receive one share of Arctic Cat Inc. common stock.
- F2Includes (i) 7,727 restricted stock units that vest 3,863 shares on 2/17/17 and 3,864 shares on 2/17/18; (ii) 20,338 restricted stock units that vest 6,779 shares on 2/5/17, 6,780 shares on 2/5/18 and 6,779 shares on 2/5/19; and (iii) 4,540 restricted stock units that vest 1,513 shares on 4/1/17, 1,514 shares on 4/1/18 and 1,513 shares on 4/1/19.
- F3Vests as to 4,830 shares on 2/17/16, 4,829 shares on 2/17/17, and 4,830 shares on 2/17/18.
- F4Vests as to 5,796 shares on 2/17/16, 5,795 shares on 2/17/17, and 5,796 shares on 2/17/18.
- F5Vests as to 11,350 shares on each of 4/1/17, 4/1/18 and 4/1/19.