SEC Form 4 · accession 0000914190-16-000573
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia L Jones
Officer — Chief Human Resources Officer
Period of report
Mar 28, 2016
Accepted (ET)
Apr 1, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 28, 2016 | A | 5,433 | $0.00 | A | 5,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $16.45 | Mar 28, 2016 | A | 13,582 | A | — | Mar 28, 2026 | Common Stock | 13,582 | 13,592 | D |
Explanation of responses
- F1Represents 5,433 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 1,811 shares on each of 3/28/17, 3/28/18 and 3/28/19. Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2Includes 5,433 RSUs that vest as to 1,811 shares on each of 3/28/17, 3/28/18 and 3/28/19.
- F3Vests as to 4,527 shares on 3/28/17, 4,528 shares on 3/28/18 and 4,527 shares on 3/28/19.