SEC Form 4 · accession 0000914190-16-000538
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Williamson
Officer — Chief Marketing Officer
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2016 | A | 13,082 | $0.00 | A | 24,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.68 | holding | — | — | — | — | Apr 13, 2025 | Common Stock | 17,516 | 17,516 | D |
| Stock Option (Right to Buy)F4 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 12,198 | 12,198 | D |
Explanation of responses
- F1Represents 13,082 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 4,361 shares on 2/5/17, 4,360 shares on 2/5/18 and 4,361 shares on 2/5/19. Each RSU represents a contingent right to receive one share of Arctic Cat Inc. common stock.
- F2Includes (i) 7,006 restricted stock units that vest 2,335 shares on 4/13/16, 2,336 shares on 4/13/17 and 2,335 shares on 4/13/18; (ii) 1,626 restricted stock units that vest 542 shares on each of 5/14/16, 5/14/17 and 5/14/18; and (iii) 13,082 restricted stock units that vest 4,361 shares on 2/5/17, 4,360 shares on 2/5/18 and 4,361shares on 2/5/19.
- F35,839 shares vest on 4/13/16, 5,838 shares vest on 4/13/17 and 5,839 shares vest on 4/13/18.
- F44,066 shares vest on each of 5/14/16, 5/14/17 and 5/14/18.