SEC Form 4 · accession 0000914190-16-000537
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Jerry Crocker
Officer — VP/GM - ATV Division
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2016 | A | 13,312 | $0.00 | A | 23,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 6,542 | 6,542 | D |
| Stock Option (Right to Buy)F4 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 6,115 | 6,115 | D |
| Stock Option (Right to Buy)F5 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 11,246 | 11,246 | D |
Explanation of responses
- F1Represents 13,312 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 4,437 shares on 2/5/17, 4,438 shares on 2/5/18 and 4,437 shares on 2/5/19. Each RSU represents a contingent right to receive one share of Arctic Cat Inc. common stock.
- F2Includes (i) 291 restricted stock units that vest on 4/1/16; (ii) 543 restricted stock units that vest 271 shares on 4/1/16 and 272 shares on 4/1/17; (iii) 1,250 restricted stock units that vest on 3/31/16; (iv) 2,000 restricted stock units that vest 1,000 shares on 11/17/16 and 11/17/17; (v) 1,499 restricted stock units that vest 500 shares on 5/14/16 and 5/14/18 and 499 shares on 5/14/17; and (vi) 13,312 restricted stock units that vest 4,437 shares on 2/5/17 and 2/5/19 and 4,438 shares on 2/5/18.
- F3Vests in three equal annual installments beginning April 1, 2014.
- F4Vests in three equal annual installments beginning April 1, 2015.
- F5Vests 3,749 shares on 5/14/16, 3,748 shares on 5/14/17 and 3,749 shares on 5/14/18.