SEC Form 4 · accession 0000914190-16-000534
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Metz
Officer — President and CEO · Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 69,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $14.16 | Feb 5, 2016 | A | 175,000 | A | — | Feb 5, 2021 | Common Stock | 175,000 | 175,000 | D |
| Stock Option (Right to Buy)F2 | $32.93 | holding | — | — | — | — | Dec 3, 2024 | Common Stock | 67,259 | 67,259 | D |
| Stock Option (Right to Buy)F3 | $32.93 | holding | — | — | — | — | Dec 3, 2024 | Common Stock | 151,837 | 151,837 | D |
Explanation of responses
- F1Includes 46,467 RSUs that vest 23,233 shares on 12/3/16 and 23,234 shares on 12/3/17.
- F2Vests as to 22,419 shares on 12/3/15, 22,420 shares on 12/3/16, and 22,420 shares on 12/3/17.
- F3Vests as to 50,612 shares on 12/3/15, 50,612 shares on 12/3/16, and 50,613 shares on 12/3/17.
- F4Vests as to 58,333 shares on 2/5/17, 58,334 shares on 2/5/18, and 58,333 shares on 2/5/19. The vested portion of the stock appreciation rights will settle in cash on such vesting dates.