SEC Form 4 · accession 0000914190-16-000525
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Lester
Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2016 | P | 3,000 | $10.594 | A | 13,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $27.69 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F2,F3 | $21.96 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F2,F3 | $17.84 | holding | — | — | — | — | — | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F2 | $9.57 | holding | — | — | — | — | Aug 7, 2018 | Common Stock | 27 | 27 | D |
| Stock Option (Right to Buy)F2 | $6.26 | holding | — | — | — | — | Aug 6, 2019 | Common Stock | 27 | 27 | D |
| Stock Option (Right to Buy)F2 | $10.79 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 5,035 | 5,035 | D |
| Stock Option (Right to Buy)F2 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F2 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 1,903 | 1,903 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 2,326 | 2,326 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 2,104 | 2,104 | D |
| Stock Option (Right to Buy)F6 | $36.10 | holding | — | — | — | — | Apr 1, 2025 | Common Stock | 2,770 | 2,770 | D |
Explanation of responses
- F1Includes (i) 349 restricted stock units that vest on 4/1/16; (ii) 631 restricted stock units that vest 316 shares on 4/1/16 and 315 shares on 4/1/17; and (iii) 1,246 restricted stock units that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
- F2Fully exercisable.
- F3Expires five years following termination as a director.
- F4Vests in three equal annual installments beginning on 4/1/14.
- F5Vests in three annual installments beginning on 4/1/15.
- F6Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.