SEC Form 4 · accession 0000914190-16-000524
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F. Puishys
Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | P | 10,000 | $10.66 | A | 16,144 | I | By Trust |
| Common StockF1 | holding | — | — | — | 3,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $33.67 | holding | — | — | — | — | Nov 12, 2022 | Common Stock | 1,031 | 1,031 | D |
| Stock Option (Right to Buy)F3 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 2,326 | 2,326 | D |
| Stock Option (Right to Buy)F4 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 2,104 | 2,104 | D |
| Stock Option (Right to Buy)F5 | $36.10 | holding | — | — | — | — | Apr 1, 2025 | Common Stock | 2,770 | 2,770 | D |
Explanation of responses
- F1Includes (i) 349 restricted stock units that vest on 4/1/16; (ii) 631 restricted stock units that vest 316 shares on 4/1/16 and 315 shares on 4/1/17; and (iii) 1,246 restricted stock units that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
- F2Fully exercisable.
- F3Vests in three equal annual installments beginning April 1, 2014.
- F4Vests in three equal annual installments beginning April 1, 2015.
- F5Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.