SEC Form 4 · accession 0000914190-15-000465
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Fisher
Officer — Vice President - Operations
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2015 | P | 6,000 | $17.82 | A | 21,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 11,191 | 11,191 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 4,995 | 4,995 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 5,321 | 5,321 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 5,129 | 5,129 | D |
| Stock Option (Right to Buy)F6 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 10,651 | 10,651 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.81 to $17.82 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Includes (i) 237 restricted stock units that vest on 4/1/16; (ii) 455 restricted stock units that vest 227 shares on 4/1/16 and 228 shares on 4/1/17; (iii) 1,250 restricted stock units that vest on 3/31/16; (iv) 3,000 restricted stock units that vest on 2/27/17; and (v) 1,420 restricted stock units that vest 473 shares on 5/14/16 and 5/14/18 and 474 shares on 5/14/17.
- F3Fully exercisable.
- F4Vests in three equal annual installments beginning April 1, 2014.
- F5Vests in three equal annual installments beginning April 1, 2015.
- F6Vests 3,550 shares on 5/14/16, 3,551 shares on 5/14/17 and 3,550 shares on 5/14/18.