SEC Form 4 · accession 0000914190-15-000461
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Briton Reich
Officer — VP of North American Sales
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | P | 3,000 | $18.8768 | A | 3,000 | D | |
| Common StockF1 | Oct 23, 2015 | A | 1,695 | $19.90 | A | 4,695 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.90 | Oct 23, 2015 | A | 12,719 | A | — | Oct 23, 2025 | Common Stock | 12,719 | 12,719 | D |
Explanation of responses
- F1Represents 1,695 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 565 shares on each of 10/23/16, 10/23/17 and 10/23/18. Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2Vests as to 4,240 shares on 10/23/16, 4,239 shares on 10/23/17 and 4,240 shares on10/23/18.