SEC Form 4 · accession 0000914190-15-000445
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Christian Koch
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 23, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2015 | P | 1,500 | $18.9341 | A | 8,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.79 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 28 | 28 | D |
| Stock Option (Right to Buy)F3 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 4,005 | 4,005 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 1,903 | 1,903 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 2,326 | 2,326 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 2,104 | 2,104 | D |
| Stock Option (Right to Buy)F6 | $36.10 | holding | — | — | — | — | Apr 1, 2025 | Common Stock | 2,770 | 2,770 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.89 to $18.97 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Includes (i) 349 shares of restricted stock units that vest on 4/1/16; (ii) 631shares of restricted stock units that vest 316 shares on 4/1/16 and 315 shares on 4/1/17; and (iii) 1,246 restricted stock units that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
- F3Fully exercisable.
- F4Vests in three equal annual installments beginning on 4/1/14.
- F5Vests in three equal annual installments beginning on 4/1/15.
- F6Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.