SEC Form 4 · accession 0000914190-15-000443
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Metz
Officer — President and CEO · Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 23, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2015 | P | 7,500 | $16.96 | A | 77,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $32.93 | holding | — | — | — | — | Dec 3, 2024 | Common Stock | 67,259 | 67,259 | D |
| Stock Option (Right to Buy)F4 | $32.93 | holding | — | — | — | — | Dec 3, 2024 | Common Stock | 151,837 | 151,837 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.75 to $17.05 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Includes 69,701 RSUs that vest 23,233 shares on 12/3/15, 23,234 shares on 12/3/16, and 23,234 shares on 12/3/17.
- F3Vests as to 22,419 shares on 12/3/15, 22,420 shares on 12/3/16, and 22,420 shares on 12/3/17.
- F4Vests as to 50,612 shares on 12/3/15, 50,612 shares on 12/3/16, and 50,613 shares on 12/3/17.