SEC Form 4 · accession 0000914190-15-000439
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Eperjesy
Officer — Chief Financial Officer
Period of report
Oct 23, 2015
Accepted (ET)
Oct 23, 2015 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 23, 2015 | P | 4,000 | $18.0511 | A | 15,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 17,387 | 17,387 | D |
| Stock Option (Right to Buy)F4 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 14,489 | 14,489 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.83 to $18.32 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Includes 11,591 RSUs that vest 3,864 shares on 2/17/16, 3,863 shares on 2/17/17, and 3,864 shares on 2/17/18.
- F3Vests as to 5,796 shares on 2/17/16, 5,795 shares on 2/17/17, and 5,796 shares on 2/17/18.
- F4Vests as to 4,830 shares on 2/17/16, 4,829 shares on 2/17/17, and 4,830 shares on 2/17/18.