SEC Form 4 · accession 0000914190-15-000256
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley D Darling
Officer — VP-GM, Snowmobile Division
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | M | 8,500 | $14.68 | A | 18,283 | D | |
| Common StockF1 | Jun 23, 2015 | M | 23,647 | $15.77 | A | 41,930 | D | |
| Common StockF2 | holding | — | — | — | 200 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.68 | Jun 23, 2015 | M | 8,500 | D | — | Jan 1, 2021 | Common Stock | 8,500 | 0 | D |
| Stock Option (Right to Buy)F3 | $15.77 | Jun 23, 2015 | M | 23,647 | D | — | Apr 1, 2021 | Common Stock | 23,647 | 0 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 7,136 | 7,136 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 8,068 | 8,068 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 8,088 | 8,088 | D |
| Stock Option (Right to Buy)F6 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 11,424 | 11,424 | D |
Explanation of responses
- F1Includes (i) 359 shares of restricted stock units that vest on 4/1/16; (ii) 719 shares of restricted stock units that vest 360 shares on 4/1/16 and 359 shares on 4/1/17; (iii) 1,250 shares of restricted stock units that vest on 3/31/16; (iv) 4,500 shares of restricted stock units that vest 1,500 shares on 11/17/15, 11/17/16 and 11/17/17; and (v) 1,523 shares of restricted stock units that vest 508 shares on 5/14/16 and 5/14/18 and 507 shares on 5/14/17.
- F2Reflects total amount held in Reporting Person's 401(k) plan as of June 25, 2015.
- F3Fully exercisable.
- F4Vests in three equal annual installments beginning April 1, 2014.
- F5Vests in three equal annual installments beginning April 1, 2015.
- F6Vests in three equal annual installments beginning May 14, 2016.