SEC Form 4/A · accession 0000914190-15-000176
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Nee
Officer — Vice President Human Resources
Period of report
Mar 31, 2015
Accepted (ET)
Apr 8, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2015 | F | 487 | $36.32 | D | 13,915 | D | |
| Common StockF1,F2 | Apr 1, 2015 | F | 90 | $36.10 | D | 13,825 | D | |
| Common StockF1,F2 | Apr 2, 2015 | F | 90 | $36.61 | D | 13,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 5,295 | 5,295 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 4,639 | 4,639 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 5,233 | 5,233 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 4,734 | 4,734 | D |
Explanation of responses
- F1The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 233 shares of restricted stock units that vest on 4/1/16; (ii) 421shares of restricted stock units that vest 211 shares on 4/1/16 and 210 shares on 4/1/17; and (iii) 1,250 shares of restricted stock units that vest on 3/31/16. Also includes 631 previously reported shares of restricted stock units (attributable to the 4/1/14 grant) that have a deferred delivery date of 1/1/19.
- F3Fully exercisable.
- F4Vests in three equal annual installments beginning on 4/1/14.
- F5Vests in three equal annual installments beginning on 4/1/15.