SEC Form 4 · accession 0000914190-15-000127
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Fisher
Officer — Vice President - Operations
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | A | 3,000 | $0.00 | A | 14,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.77 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 11,191 | 11,191 | D |
| Stock Option (Right to Buy)F3 | $43.79 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 4,995 | 4,995 | D |
| Stock Option (Right to Buy)F4 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 5,321 | 5,321 | D |
| Stock Option (Right to Buy)F5 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 5,129 | 5,129 | D |
Explanation of responses
- F1Includes (i) 473 shares of restricted stock units that vest 236 shares on 4/1/15 and 237 shares on 4/1/16; (ii) 683 shares of restricted stock units that vest 228 shares on 4/1/15, 227 shares on 4/1/16, and 228 shares on 4/1/17; (iii) 2,500 shares of restricted stock units that vest 1,250 shares on 3/31/15 and 3/31/16; and (iv) 3,000 shares that vest on 2/27/17.
- F2Fully exercisable.
- F3Vests in three equal annual installments beginning April 2, 2013.
- F4Vests in three equal annual installments beginning April 1, 2014.
- F5Vests in three equal annual installments beginning April 1, 2015.