SEC Form 4 · accession 0000914190-15-000089
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Eperjesy
Officer — Chief Financial Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2015 | A | 11,591 | $0.00 | A | 11,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $38.82 | Feb 17, 2015 | A | 17,387 | A | — | Feb 17, 2025 | Common Stock | 17,387 | 17,387 | D |
| Stock Option (Right to Buy)F4 | $38.82 | Feb 17, 2015 | A | 14,489 | A | — | Feb 17, 2025 | Common Stock | 14,489 | 14,489 | D |
Explanation of responses
- F1Represents 2,318 restricted stock units ("RSUs") underlying a long-term incentive award that vest as to 773 shares on 2/17/16, 772 shares on 2/17/17, and 773 shares on 2/17/18 and 9,273 RSUs underlying an inducement equity award that vest in three equal annual installments beginning 2/17/16. Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2Includes 11,591 RSUs that vest 3,864 shares on 2/17/16, 3,863 shares on 2/17/17, and 3,864 shares on 2/17/18.
- F3Vests as to 5,796 shares on 2/17/16, 5,795 shares on 2/17/17, and 5,796 shares on 2/17/18.
- F4Vests as to 4,830 shares on 2/17/16, 4,829 shares on 2/17/17, and 4,830 shares on 2/17/18.