SEC Form 4 · accession 0001562180-19-001014

SVB FINANCIAL GROUP · SIVB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Human Resources Officer

Period of report

Feb 13, 2019

Accepted (ET)

Feb 15, 2019 · 12:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 13, 2019	M	805	$105.18	A	6,020	D
Common Stock	Feb 13, 2019	M	590	$129.81	A	6,610	D
Common Stock	Feb 13, 2019	M	553	$178.39	A	7,163	D
Common Stock	Feb 13, 2019	S	1,948	$243.885	D	5,215	D
Common Stock	Feb 14, 2019	S	1,721	$240.70	D	3,494	D
Common Stock	holding	—	—		—	2,871	I	By 401(k)/ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F1	$105.18	Feb 13, 2019	M	805	D	—	May 2, 2023	Common Stock	805	1,609	D
Stock Option^F2	$129.81	Feb 13, 2019	M	590	D	—	May 1, 2022	Common Stock	590	590	D
Stock Option^F3	$178.39	Feb 13, 2019	M	553	D	—	May 2, 2024	Common Stock	553	1,658	D