SEC Form 4 · accession 0001562180-19-000678
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Draper
Officer — Chief Marketing Officer
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | F | 961 | $240.00 | D | 7,573 | D | |
| Common StockF2 | Jan 31, 2019 | S | 1,748 | $238.44 | D | 5,825 | D | |
| Common Stock | holding | — | — | — | 118 | I | By 401(k)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units.
- F2The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 20, 2018.