SEC Form 4 · accession 0001562180-18-004753
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Cox
Officer — Head of EMEA & President, UK
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | A | 50 | $201.773 | A | 6,511 | D | |
| Common StockF2 | Nov 28, 2018 | S | 620 | $238.9563 | D | 5,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2This transaction was executed in multiple trades at prices ranging from $238.88 USD to $239.07 USD; the price reported above reflects the weighted average sale price.