SEC Form 4 · accession 0001562180-18-002022
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Cox
Officer — Head EMEA India & President,UK
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 25, 2018 | A | 3,225 | — | A | 6,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Apr 25, 2018 | M | 3,225 | D | Apr 29, 2018 | Apr 29, 2022 | Common Stock | 3,225 | 0 | D |
Explanation of responses
- F1To the extent deemed earned on April, 25 2018, these awards are scheduled to complete their time-based vesting, and cliff vest on April 29, 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.