SEC Form 4 · accession 0001562180-18-001873
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Becker
Officer — President and CEO
Period of report
Apr 4, 2018
Accepted (ET)
Apr 6, 2018 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2018 | S | 662 | $234.68 | D | 53,377 | I | Revocable Trust |
| Common StockF2 | Apr 4, 2018 | S | 1,466 | $234.07 | D | 51,911 | I | Revocable Trust |
| Common StockF3 | Apr 4, 2018 | S | 400 | $232.53 | D | 51,511 | I | Revocable Trust |
| Common Stock | Apr 4, 2018 | S | 500 | $231.14 | D | 51,011 | I | Revocable Trust |
| Common StockF4 | holding | — | — | — | 6,188 | I | By 401(k)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $234.53 to $235.07; the price reported above reflects the weighted average sale price.
- F2This transaction was executed in multiple trades at prices ranging from $233.50 to $234.36; the price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $232.00 to $232.98; the price reported above reflects the weighted average sale price.
- F4The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2018.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 2, 2017.