SEC Form 4 · accession 0001562180-17-003740

SVB FINANCIAL GROUP · SIVB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Eric Benhamou

Director

Period of report

Dec 1, 2017

Accepted (ET)

Dec 5, 2017 · 3:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 1, 2017	S	100	$220.65	D	4,782	D
Common Stock^F1	Dec 1, 2017	S	200	$222.345	D	4,582	D
Common Stock^F2	Dec 1, 2017	S	400	$223.92	D	4,182	D
Common Stock^F3	Dec 1, 2017	S	200	$225.37	D	3,982	D
Common Stock^F4	Dec 1, 2017	S	500	$227.134	D	3,482	D
Common Stock^F5	Dec 1, 2017	S	500	$228.538	D	2,982	D
Common Stock	Dec 1, 2017	S	100	$230.14	D	2,882	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This transaction was executed in multiple trades at prices ranging from $222.23 to $222.46; the price reported above reflects the weighted average sale price.
F2This transaction was executed in multiple trades at prices ranging from $223.62 to $224.55; the price reported above reflects the weighted average sale price.
F3This transaction was executed in multiple trades at prices ranging from $224.88 to $225.86; the price reported above reflects the weighted average sale price.
F4This transaction was executed in multiple trades at prices ranging from $226.69 to $227.63; the price reported above reflects the weighted average sale price.
F5This transaction was executed in multiple trades at prices ranging from $228.19 to $229.01; the price reported above reflects the weighted average sale price.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective July 26, 2016.