SEC Form 4 · accession 0001562180-17-002839
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Benhamou
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2017 | S | 210 | $170.0519 | D | 6,672 | D | |
| Common StockF2 | Sep 1, 2017 | S | 436 | $171.5116 | D | 6,236 | D | |
| Common StockF3 | Sep 1, 2017 | S | 1,354 | $172.4813 | D | 4,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $170.05 to $170.09; the price reported above reflects the weighted average sale price.
- F2This transaction was executed in multiple trades at prices ranging from $171.05 to $171.89; the price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $172.25 to $172.89; the price reported above reflects the weighted average sale price.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective July 26, 2016.