SEC Form 4 · accession 0001562180-17-002194
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Benhamou
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | S | 100 | $167.94 | D | 8,782 | D | |
| Common StockF1 | Jun 1, 2017 | S | 794 | $169.8667 | D | 7,988 | D | |
| Common StockF2 | Jun 1, 2017 | S | 906 | $170.6058 | D | 7,082 | D | |
| Common StockF3 | Jun 1, 2017 | S | 200 | $171.78 | D | 6,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $169.36 to $170.35; the price reported above reflects the weighted average sale price.
- F2This transaction was executed in multiple trades at prices ranging from $170.40 to $170.09; the price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $171.76 to $171.80; the price reported above reflects the weighted average sale price.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective July 26, 2016.