SEC Form 4 · accession 0001562180-17-001682

SVB FINANCIAL GROUP · SIVB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Apr 29, 2017

Accepted (ET)

May 3, 2017 · 2:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 29, 2017	M	443	—	A	14,841	D
Common Stock^F2	Apr 29, 2017	F	212	$180.28	D	14,629	D
Common Stock^F1	Apr 30, 2017	M	1,225	—	A	15,854	D
Common Stock^F2	Apr 30, 2017	F	585	$180.28	D	15,269	D
Common Stock^F1	May 1, 2017	M	537	—	A	15,806	D
Common Stock^F2	May 1, 2017	F	257	$180.28	D	15,549	D
Common Stock^F3	holding	—	—		—	313	I	By 401(k)/ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F4	$0.00	Apr 29, 2017	M	443	D	—	Apr 29, 2021	Common Stock	443	443	D
Restricted Stock Unit^F1,F5	$0.00	Apr 30, 2017	M	1,225	D	—	Apr 30, 2020	Common Stock	1,225	0	D
Restricted Stock Unit^F1,F6	$0.00	May 1, 2017	M	537	D	—	May 1, 2022	Common Stock	537	1,074	D

F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2017.
F425%/4yr beginning on 29-Apr-2015.
F525%/4yr beginning on 30-Apr-2014.
F625%/4yr beginning on 01-May-2016.