SEC Form 4 · accession 0001562180-17-000441
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Parsons
Officer — Head of Specialty Banking
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2017 | F | 954 | $174.75 | D | 23,617 | D | |
| Common Stock | holding | — | — | — | 5,860 | I | By 401(k)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units.