SEC Form 4 · accession 0001562180-16-003671
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Benhamou
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | S | 300 | $158.9567 | D | 11,597 | D | |
| Common StockF2 | Dec 1, 2016 | S | 540 | $161.1522 | D | 11,057 | D | |
| Common StockF3 | Dec 1, 2016 | S | 1,000 | $162.024 | D | 10,057 | D | |
| Common StockF4 | Dec 1, 2016 | S | 160 | $162.8676 | D | 9,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 300 shares were sold through separate trades, with the sale prices ranging from $158.89 to $159.09 and at a weighted average sale price of $158.9567.
- F2The 540 shares were sold through separate trades, with the sale prices ranging from $160.66 to $161.63 and at a weighted average sale price of $161.1522.
- F3The 1,000 shares were sold through separate trades, with the sale prices ranging from $161.73 to $162.4 and at a weighted average sale price of $162.024.
- F4The 160 shares were sold through separate trades, with the sale prices ranging from $162.73 to $162.95 and at a weighted average sale price of $162.8675.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective July 26, 2016.