SEC Form 4 · accession 0001209191-16-140002
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Izurieta
Officer — Chief Risk Officer
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Sep 1, 2016 | A | 3,683 | A | Sep 1, 2017 | Sep 1, 2023 | Common Stock | 3,683 | 3,683 | D |
Explanation of responses
- F1Restricted stock units are subject to annual vesting in equal installments on September 1, 2017, September 1, 2018, September 1, 2019, and September 1, 2020.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.