SEC Form 4 · accession 0001209191-16-116814
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Cox
Officer — Head EMEA India & President,UK
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2016 | S | 500 | $104.886 | D | 3,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 500 shares were sold through separate trades, with the sale prices ranging from $104.88 to $104.9 and at a weighted average sale price of $104.886.
- F2Includes 36 shares acquired under the SVB stock purchase plan on 12-31-2015.