SEC Form 4 · accession 0001209191-15-081082
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J Verissimo
Officer — Chief Risk Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | S | 1,606 | $128.5124 | D | 17,977 | D | |
| Common Stock | holding | — | — | — | 5,881 | I | By 401(k)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1,606 shares were sold through separate trades, with the sale prices ranging from $128.30 to $128.62 and at a weighted average sale price of $128.5124.