SEC Form 4 · accession 0001209191-15-080169
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Dreyer
Officer — Chief Operations Officer
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Nov 12, 2015 | M | 8,064 | A | Nov 12, 2016 | Nov 12, 2022 | Common Stock | 8,064 | 8,064 | D |
Explanation of responses
- F1Restricted stock units are subject to annual vesting in equal installments on November 12, 2016, November 12, 2017, November 12, 2018, and November 12, 2019.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.