SEC Form 4 · accession 0001209191-15-079962
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip C Cox
Officer — Head EMEA India & President,UK
Period of report
Jun 30, 2015
Accepted (ET)
Nov 13, 2015 · 11:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 112 | $97.861 | A | 3,148 | D | |
| Common StockF2 | Nov 11, 2015 | S | 795 | $136.9041 | D | 2,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2The 795 shares were sold through separate trades, with the sale prices ranging from $136.89 to $137.00 and at a weighted average sale price of $136.9041.