SEC Form 4 · accession 0001209191-15-053006
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Becker
Officer — President and CEO
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 5,045 | $45.19 | A | 42,461 | I | Revocable Trust |
| Common Stock | Jun 10, 2015 | S | 5,045 | $145.00 | D | 37,416 | I | Revocable Trust |
| Common Stock | holding | — | — | — | 3,525 | I | By 401(k)/ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $45.19 | Jun 10, 2015 | M | 5,045 | D | Jul 27, 2011 | Jul 27, 2017 | Common Stock | 5,045 | 0 | D |
Remarks
All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 19, 2015.