SEC Form 4 · accession 0001209191-15-040254
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J Verissimo
Officer — Chief Risk Officer
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | M | 1,950 | $64.37 | A | 21,533 | D | |
| Common Stock | May 5, 2015 | S | 1,950 | $131.1557 | D | 19,583 | D | |
| Common Stock | holding | — | — | — | 11,733 | I | By 401(k)/ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $64.37 | May 5, 2015 | M | 1,950 | D | May 1, 2013 | May 1, 2019 | Common Stock | 1,950 | 1,950 | D |