SEC Form 4 · accession 0001209191-15-036604
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Becker
Officer — President and CEO
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 2,430 | $45.19 | A | 32,552 | I | Revocable Trust |
| Common Stock | Apr 24, 2015 | S | 2,430 | $135.00 | D | 30,122 | I | Revocable Trust |
| Common StockF1 | holding | — | — | — | 3,525 | I | By 401(k)/ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $45.19 | Apr 24, 2015 | M | 2,430 | D | Jul 27, 2011 | Jul 27, 2017 | Common Stock | 2,430 | 8,615 | D |
Explanation of responses
- F1The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2015.
Remarks
All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 19, 2015.