SEC Form 4 · accession 0001209191-15-022666
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Benhamou
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | S | 1,000 | $123.042 | D | 20,029 | D | |
| Common StockF2 | Mar 2, 2015 | S | 622 | $123.8581 | D | 19,407 | D | |
| Common StockF3 | Mar 3, 2015 | S | 1,599 | $125.0897 | D | 17,808 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1,000 shares were sold through separate trades, with the sale prices ranging from $122.51 to $123.45 and at a weighted average sale price of $123.042.
- F2The 622 shares were sold through separate trades, with the sale prices ranging from $123.7701 to $124.03 and at a weighted average sale price of $123.8581.
- F3The 1,599 shares were sold through separate trades, with the sale prices ranging from $124.625 to $125.58 and at a weighted average sale price of $125.0897.
Remarks
All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 28, 2015.