SEC Form 4 · accession 0001209191-15-010529
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J Verissimo
Officer — Chief Risk Officer
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | S | 1,875 | $118.9405 | D | 16,693 | D | |
| Common Stock | Feb 4, 2015 | M | 1,875 | $71.11 | A | 18,568 | D | |
| Common Stock | holding | — | — | — | 11,725 | I | By 401(k)/ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $71.11 | Feb 4, 2015 | M | 1,875 | D | Apr 30, 2014 | Apr 30, 2020 | Common Stock | 1,875 | 5,625 | D |
Explanation of responses
- F1The 1,875 shares were sold through separate trades, with the sale prices ranging from $118.94 to $118.9426 and at a weighted average sale price of $118.9405.