SEC Form 4 · accession 0001209191-15-009984
SVB FINANCIAL GROUP · SIVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Becker
Officer — President and CEO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 4,450 | $48.76 | A | 34,572 | I | Revocable Trust |
| Common Stock | Feb 3, 2015 | S | 4,450 | $120.00 | D | 30,122 | I | Revocable Trust |
| Common Stock | holding | — | — | — | 3,501 | I | By 401(k)/ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $48.76 | Feb 3, 2015 | M | 4,450 | D | Apr 29, 2009 | Apr 29, 2015 | Common Stock | 4,450 | 0 | D |
Remarks
All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective August 12, 2014.