SEC Form 4 · accession 0001209191-15-007910

SVB FINANCIAL GROUP · SIVB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Head of Human Resources

Period of report

Jan 28, 2015

Accepted (ET)

Jan 30, 2015 · 4:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 28, 2015	M	1,000	$60.37	A	4,921	D
Common Stock	Jan 28, 2015	M	2,545	$45.19	A	7,466	D
Common Stock	Jan 28, 2015	M	1,475	$71.11	A	8,941	D
Common Stock	Jan 28, 2015	S	2,000	$116.98	D	6,941	D
Common Stock^F1	Jan 28, 2015	S	1,720	$115.2002	D	5,221	D
Common Stock^F2,F3	Jan 28, 2015	S	1,300	$116.0003	D	3,921	D
Common Stock	holding	—	—		—	2,498	I	By 401(k)/ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$60.37	Jan 28, 2015	M	1,000	D	Apr 27, 2012	Apr 27, 2018	Common Stock	1,000	1,500	D
Stock Option	$45.19	Jan 28, 2015	M	2,545	D	Jul 27, 2011	Jul 27, 2017	Common Stock	2,545	0	D
Stock Option	$71.11	Jan 28, 2015	M	1,475	D	Apr 30, 2014	Apr 30, 2020	Common Stock	1,475	4,425	D

F1The 1,720 shares were sold through separate trades, with the sale prices ranging from $114.76 to $115.75 and at a weighted average sale price of $115.2002.
F2The 1,300 shares were sold through separate trades, with the sale prices ranging from $115.76 to $116.55 and at a weighted average sale price of $116.0003.
F3Includes 17 shares acquired under the SVB stock purchase plan on 12-31-2014.