SEC Form 4 · accession 0001144204-18-062581
Inrad Optics, Inc. · INRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caughey
Officer — VP PRODUCT DEVELOPMENT
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | I | 12,000 | $0.83 | D | 38,461 | I | By 401(k) Plan |
| Common Stock | Nov 28, 2018 | I | 9,660 | $0.85 | D | 28,801 | I | By 401(k) Plan |
| Common Stock | Nov 28, 2018 | I | 10,000 | $0.82 | D | 18,801 | I | By 401(k) Plan |
| Common Stock | Nov 28, 2018 | I | 10,000 | $0.82 | D | 8,801 | I | By 401(k) Plan |
| Common Stock | Nov 28, 2018 | I | 5,300 | $0.81 | D | 3,501 | I | By 401(k) Plan |
| Common Stock | Nov 28, 2018 | I | 3,500 | $0.90 | D | 1 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.