SEC Form 4 · accession 0001144204-17-064333
Inrad Optics, Inc. · INRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caughey
Officer — VP PRODUCT DEVELOPMENT
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719494
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.27 | Dec 15, 2017 | X | 6,000 | A | Jan 21, 2017 | Jan 21, 2024 | Common Stock | 6,000 | 22,749 | D |
| Stock Option | $0.19 | Dec 15, 2017 | X | 2,333 | A | Jan 13, 2017 | Jan 13, 2025 | Common Stock | 2,333 | 20,416 | D |