SEC Form 4 · accession 0001144204-16-096065
Inrad Optics, Inc. · INRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caughey
Officer — VP PRODUCT DEVELOPMENT
Period of report
Jan 13, 2015
Accepted (ET)
Apr 25, 2016 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719494
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.19 | Jan 13, 2015 | A | 3,500 | A | Jan 13, 2016 | Jan 13, 2025 | Common stock | 3,500 | 27,699 | D |
| Employee Stock Option (right to buy)F2 | $0.35 | Feb 22, 2016 | A | 5,000 | A | Feb 22, 2017 | Feb 22, 2026 | Common stock | 5,000 | 28,749 | D |
Explanation of responses
- F1Stock Options vest at the rate of one-third per year beginning on January 13, 2016, contingent on continued employment or service during the service period
- F2Stock Options vest at the rate of one-third per year beginning on February 22, 2017, contingent on continued employment or service during the service period