SEC Form 4 · accession 0001531103-18-000003
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence P Radford
Officer — Sr. VP & COO
Period of report
Jun 28, 2018
Accepted (ET)
Jun 28, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2018 | F | 42,773 | $0.00 | D | 732,857 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Radford was awarded (i) 137,295 restricted stock units on July 1, 2015; (ii) 78,409 restricted stock units on June 7, 2016; and (iii) 58,773 restricted stock units on June 7, 2017. The restrictions lapsed on 1/3 of these vesting units (91,492 shares). Mr. Radford elected to have Hecla Mining Company withhold 42,773 shares to cover his tax liability.
- F2Total consists of 550,046 shares held directly and 182,811 unvested restricted stock units.