SEC Form 4 · accession 0001531103-17-000001
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence P Radford
Officer — Sr. VP - Operations
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2017 | A | 52,251 | $0.00 | A | 608,239 | D | |
| Common StockF2,F4 | Mar 20, 2017 | F | 18,478 | $0.00 | D | 589,761 | D | |
| Common StockF3 | Mar 20, 2017 | J | 15,196 | $5.06 | A | 15,196 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F125% of 2016 Annual Incentive Plan and 2014-2016 Long-term Incentive Plan payments were paid in equity.
- F2Shares withheld by the Company to satisfy Mr. Radford's tax liability.
- F3Held as 1,255.800 units in Mr. Radford's 401(k) account under Hecla Mining Company's Capital Accumulation Olan, and estimated to be 15,196 shares.
- F4Consists of 385,984 shares held directly, and 203,777 unvested restricted stock units.