SEC Form 4 · accession 0001531103-16-000009
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence P Radford
Officer — Sr Vice President - Operations
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 9, 2016 | F | 12,831 | $0.00 | D | 655,718 | D | |
| Common StockF3 | Aug 8, 2016 | J | 13,326 | $7.00 | A | 13,326 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Radford was awarded 26,000 restricted stock units on October 19, 2011. The restrictions have lapsed on the restricted stock units. Mr. Radford elected to have Hecla Mining Company withhold 12,831 shares to cover his tax liability.
- F2Total consists of 451,941 shares held directly and 203,777 unvested restricted stock units.
- F3Held as 1,186.310 units in Mr. Radford's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 13,326 shares.