SEC Form 4 · accession 0001481905-18-000003
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Sienko
Officer — VP & General Counsel
Period of report
Jun 28, 2018
Accepted (ET)
Jun 28, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2018 | F | 13,161 | $0.00 | D | 432,266 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Sienko was awarded (i) 63,115 restricted stock units on July 1, 2015, (ii) 35,000 restricted stock units on June 7, 2016, and (iii) 26,235 restricted stock units on June 7, 2017. The restrictions lapsed on 1/3 of those vesting units (41,450 shares). Mr. Sienko elected to have Hecla Mining Company withhold 13,161 shares to cover his tax liability.
- F2Total consists of 357,417 shares held directly and 74,849 unvested restricted stock units.