SEC Form 4 · accession 0001481905-18-000001
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Sienko
Officer — VP & General Counsel
Period of report
Mar 21, 2018
Accepted (ET)
Mar 22, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | A | 50,824 | $0.00 | A | 416,602 | D | |
| Common StockF2,F3 | Mar 21, 2018 | F | 16,867 | $0.00 | D | 399,735 | D | |
| Common StockF4 | Mar 21, 2018 | J | 4,845 | $0.00 | A | 4,845 | I | Held in 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F150% of 2015-2017 Long-term Incentive Plan award was paid in equity.
- F2Shares withheld by the Company to satisfy Mr. Sienko's tax liability.
- F3Consists of 329,128 shares held directly, and 70,607 unvested restricted stock units.
- F4Held as 401.020 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 4,845 shares.